Towards Morse theory of dispersion relations

The question of optimizing an eigenvalue of a family of self-adjoint operators that depends on a set of parameters arises in diverse areas of mathematical physics.  Among the particular motivations for this talk are the Floquet-Bloch decomposition of the Schroedinger operator on a periodic structure, nodal count statistics of eigenfunctions of quantum graphs, conical points in potential energy surfaces in quantum chemistry and the minimal spectral partitions of domains.  In each of these problems one seeks to identify and/or count the critical points of the eigenvalue with a given label (say, the third lowest) over the parameter space which is often known and simple, such as a torus.


Classical Morse theory is a set of tools connecting the number of critical points of a smooth function on a manifold to the topological invariants of this manifold.  However, the eigenvalues are not smooth due to presence of eigenvalue multiplicities or ``diabolical points''. We rectify this problem for eigenvalues of generic families of finite-dimensional operators.  The ``diabolical contribution'' to the ``Morse indices'' of the problematic points turns out to be universal: it depends only on the multiplicity and the relative position of the eigenvalue of interest and not on the particulars of the operator family.  Using the tools such as Clarke subdifferential and stratified Morse theory of Goresky-MacPherson, we express the ``diabolical contribution'' in terms of homology of Grassmanians of appropriate dimensions.



Texas A&M University


Gregory Berkolaiko