Xiongnu

DNA, History, and Archaeology

By Nicola Di Cosmo 

A lecture on archaeological perspectives on ethnicity in ancient China, delivered by Lothar von Falkenhausen, Professor at the University of California, Los Angeles, was part of the workshop “DNA, History, and Archaeology” organized by Nicola Di Cosmo in October 2010.

Historians today can hardly answer the question: when does history begin? Traditional boundaries between history, protohistory, and prehistory have been blurred if not completely erased by the rise of concepts such as “Big History” and “macrohistory.” If even the Big Bang is history, connected to human evolution and social development through a chain of geological, biological, and ecological events, then the realm of history, while remaining firmly anthropocentric, becomes all-embracing.

An expanding historical horizon that, from antiquity to recent times, attempts to include places far beyond the sights of literate civilizations and traditional caesuras between a history illuminated by written sources and a prehistory of stone, copper, and pots has forced history and prehistory to coexist in a rather inelegant embrace. Such a blurring of the boundaries between those human pasts that left us more or less vivid and abundant written records, and other pasts, which, on the contrary, are knowable only through the spadework and field­work of enterprising archaeologists, ethnographers, and anthropologists, has also changed (or is at least threatening to change) the nature of the work of professional historians.

Technological advances, scientific instrumentation, statistical analyses, and laboratory tests are today producing historical knowledge that aims to find new ways of answering questions that have long exercised specialists of the ancient world. Should historians, then, try to make these pieces of highly technical evidence relevant to their own work? Or should they ignore them? The dilemma is not entirely new. Archaeology, material culture, and historical linguistics have already forced historians to come out of the “comfort zone” of written sources. Archaeologists have by and large wrested themselves free from the fastnesses of the classical texts, and much of their work cannot be regarded as ancillary to the authority of the written word. Satellite photography, remote sensing, archaeo-GIS, C14 dating, dendro­chron­ology (tree-ring dating), and chemical analysis have become standard tools of the archaeologist that coexist with the trowel and the shovel. But the palaeosciences and ancient DNA studies pose challenges of a different order, directly correlated to the greater distance that exists between scientific and historical research in terms of training and knowledge base.

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